Client Successes

Lead Associate – Multimillion-Dollar Securities Fraud Claim Against Partnership Blind Pool Investment Fund

Lead associate in pursuing a multimillion-dollar securities fraud claim against a limited partnership blind pool investment fund on behalf of a group of limited partners.

ESOP & Other Programs

Represented corporation in connection with employee stock ownership plan (ESOP) transaction and implementing deferred compensation program

Oppression Matters & Business Disputes

Represented companies, majority shareholders and minority shareholders and members in freeze out, squeeze out and related shareholder oppression matters and business disputes

Liability Coverage

Represented group of non-profit, long-term care entities operating in Texas and group of 40 denominational, long-term care entities operating in 14 states in connection with the formation and operation of South Carolina and Vermont domiciled risk retention groups to provide professional and general liability coverage to the shareholders/insureds

Preferred Stock Offerings

Consulted corporation on Series A, B, and C Preferred Stock offerings and licensing, marketing and distribution arrangements

Securities Law Matters

Advised on securities law matters, including registered representatives and investment advisers on compliance issues, issuers and underwriters on the private and public offering of securities, and reporting companies on corporate governance matters and compliance with listing standards and the Securities Exchange Act of 1934