Represented investment advisory firm in connection with “A” reorganization and merger with Wisconsin banking corporation
Represented emerging companies on developing business and strategic plans, establishing corporate governance policies, raising capital, protecting intellectual property rights, implementing executive and employee compensation arrangements and preparing corporate agreements
Consulted corporation on Series A, B, and C Preferred Stock offerings and licensing, marketing, and distribution arrangements
Advised on securities law matters, including registered representatives and investment advisers on compliance issues, issuers and underwriters on the private and public offering of securities, and reporting companies on corporate governance matters and compliance with listing standards and the Securities Exchange Act of 1934